Exhibit 10-C Annual report Financial information MIDWEST GRAIN PRODUCTS, INC. SELECTED FINANCIAL INFORMATION
(in thousands except per share amounts) Years ended June 30. ________________________________________________________________________________________ 1994 1993 1992 1991 1990 _______________________________________________________________________________________________________________ Income Statement Data Net Sales $185,968 $163,426 $155,794 $133,120 $131,599 Cost of Sales 148,320 130,551 127,883 108,963 112,701 _______________________________________________________________________________________________________________ Gross Profit 37,648 32,875 27,911 24,157 18,898 Selling, general and administrative expenses 12,212 10,677 9,794 8,083 7,209 Other operating income (expense) (669) (264) 17 135 161 _______________________________________________________________________________________________________________ Income from operations 24,767 21,934 18,134 16,209 11,850 Other income, net 924 1,045 1,191 501 985 Interest expense 127 71 93 123 490 _______________________________________________________________________________________________________________ Income from operations before income taxes 25,564 22,908 19,232 16,587 12,345 Provision for income taxes 9,713 8,278 7,020 5,977 4,461 _______________________________________________________________________________________________________________ Income from continuing operations 15,851 14,630 12,212 10,610 7,884 Discontinued operations 1,665 1,294 530 468 Cumulative effect of change in accounting principles--post-retirement benefits (2,241) Cumulative effect of change in accounting principles--income taxes 2,182 _______________________________________________________________________________________________________________ Net Income $15,851 $16,236 $13,506 $11,140 $ 8,352 =============================================================================================================== Earnings per common share Continuing operations $1.62 $1.50 $1.25 $1.09 $ .81 Discontinued operations .17 .13 .05 .05 Cumulative effect of accounting changes (.01) -------------------------------------------------------------- $1.62 $1.66 $1.38 $1.14 $ .86 ============================================================== Cash dividends per common share $.50 $.50 $.48 $.47 $.45 Weighted average common shares outstanding 9,765 9,765 9,765 9,765 9,765 Balance Sheet Data: Working capital $22,151 $41,580 $37,021 $36,928 $30,943 Total Assets $168,146 $126,671 $115,626 $109,690 $102,271 Long-term debt, less current maturities $ 25,000 $ 50 $ 1,093 $ 1,341 Stockholders' equity $114,173 $103,206 $ 91,853 $ 82,986 $76,403
1994 ANNUAL REPORT 17 MIDWEST GRAIN PRODUCTS, INC. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS RESULTS OF OPERATIONS The following table sets forth items in the Company's consolidated statements of income expressed as percentages of net sales for the years indicated and the percentage change in the dollar amount of such items compared to the prior period.
Percentage of Percentage Net Sales Increase (Decrease) Years Ended June 30 ----------------------------- ___________________________________ Fiscal 1994 Fiscal 1993 1994 1993 1992 Over 1993 Over 1992 _________________________________________________________________________ _____________________________ Net Sales 100.0% 100.0% 100.0% 13.8% 5.0% Cost of sales 79.8 79.9 82.1 13.6 2.1 _________________________________________________________________________ Gross profit 20.2 20.1 17.9 14.5 17.8 Selling, general and administrative expenses 6.6 6.5 6.3 14.4 9.0 Other operating income (loss) (.3) (.2) (153.4) (165.3) _________________________________________________________________________ Income from operations 13.3 13.4 11.6 12.9 21.0 Other income (expense) .4 .6 .7 (18.2) (11.3) _________________________________________________________________________ Income from continuing operations before income taxes 13.7 14.0 12.3 11.6 19.1 Provision for income taxes 5.2 5.1 4.5 17.3 17.9 _________________________________________________________________________ Income from continuing operations 8.5% 8.9% 7.8% 8.3% 19.8% ========================================================================= _______________________________________________________________________________________________________________
FISCAL 1994 COMPARED TO FISCAL 1993 Results of operations in fiscal 1994 surpassed the prior year's results, placing sales and income from continuing operations at record levels. Growth in sales was spurred by strengthened demand for the Company's vital wheat gluten, mostly in the second half of fiscal 1994, and increased production capacities. This resulted in increased volumes and greater production efficiencies, substantially improving the cost effectiveness of Midwest Grain's fully integrated production processes. The improved efficiencies helped to offset higher raw material costs for grain resulting mainly from the adverse effects of last summer's unusually wet weather and floods in the Midwest. Costs for wheat, which the Company mills into flour and then processes into vital wheat gluten and premium wheat starch for food and some non-food applications, were significantly higher in fiscal 1994 compared to costs experienced in fiscal 1993. Because of the wheat's poor milling and protein yield, the Company had to pay substantially higher prices for moderate to high protein wheats, while using more wheat than normally would be necessary to satisfy production requirements. Additionally, costs for corn and milo, which the Company uses for alcohol production, rose considerably in the third and fourth quarters while prices for food grade industrial and fuel alcohol declined. The negative impact of these raw material cost increases was somewhat reduced by improved alcohol production efficiencies resulting from higher alcohol volumes in the food grade industrial category. The higher raw material costs for wheat, corn and milo have subsided since the end of fiscal 1994 due to improved crop conditions 1994 ANNUAL REPORT 18 MIDWEST GRAIN PRODUCTS, INC. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS throughout the Midwest generally. Also, gasoline prices are returning to higher levels. However, because the current year's higher quality wheat requires that less gluten be used to fortify flour, demand for gluten has decreased somewhat. Additionally, the Company is seeing strong indications of growing competition from European wheat gluten producers, who are able to take advantage of inequitably low tariff rates to ship their excess product into the United States market. The threat and frequent materialization of this situation has been ongoing, but has ranged in severity depending on the size and quality of European wheat crops and associated factors. To withstand increased competitive pressures, the Company will continue to strengthen its position as a highly reliable, cost-effective domestic supplier. Greater operational efficiencies for Midwest Grain's entire corporate complex are expected to result from the major distillery expansion which currently is under construction at the Company's Pekin, Illinois plant. The expansion will prepare the way for future growth objectives in all alcohol product areas by doubling the Company's total alcohol production capacity by early 1995. Significant growth opportunities for fuel alcohol are expected to result from the Environmental Protection Agency's recent ruling that 30% of the motor fuel oxygenates sold in the nation's smoggiest cities be made from renewable sources such as grain-based ethanol. The distillery expansion also is allowing the Company to proceed with additional construction at the Pekin facility which is expected to result in a 70% increase in total wheat starch production capacity and a 40% increase in total wheat gluten production capacity by the spring of 1995. The increase in net sales for the 12-month period of fiscal 1994, amounting to approximately $22.5 million, was largely experienced in the third and fourth quarters. The remainder of the increase was experienced in the second quarter. This was mainly due to substantially increased demand for vital wheat gluten and increased production of all three of the Company's principal products, significantly improving operational efficiency. Sales in the first quarter were more severely affected by conditions resulting from last summer's excessive moisture and flooding. In addition to experiencing higher grain costs, the Company was forced to use more expensive methods for routing shipments of raw and finished goods due to damaged rail lines and highways across the country's midsection. More abnormal first quarter costs resulted from a four-day shutdown of the Atchison plant, which occurred when nearby pumping stations which supply water for the plant's distillery process were flooded by the rain-swollen Missouri River. Sales of wheat gluten in fiscal 1994 rose by approximately 31% as the result of increased demand, increased grain costs, and higher volumes. The increased demand resulted partially from increased market needs, principally in the baking industry where more gluten was required to fortify flour due to the poor quality of available wheat during most of the year. Premium wheat starch sales increased by 15%, mainly as the result of higher volumes and increased sales of modified starch varieties in special market niches. Sales of alcohol products climbed 4% in spite of reduced demand, with a substantial increase in food grade industrial alcohol volume and a slight increase in beverage alcohol volume. These increases more than offset a decrease in fuel alcohol volume and added 1994 ANNUAL REPORT 19 MIDWEST GRAIN PRODUCTS, INC. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS substantially to improvements in the Company's total operational efficiencies. Sales of distillers feed, a by-product of the alcohol production process, were approximately even with the prior year's sales, while all of the Company's flour was used internally as a raw material for the gluten production process. Sales of flour mill by-products, namely mill feeds, rose significantly due to higher volumes resulting from increased flour production to satisfy heightened gluten processing needs. Fluctuations in selling prices of the Company's vital wheat gluten generally are due to fluctuations in grain costs and competition. Wheat starch prices traditionally track corn starch prices, with the exception of the Company's specialty modified starches. Fuel alcohol prices traditionally follow the movement of gasoline prices, and food grade industrial alcohol prices are normally consistent with prices for industrial alcohol derived from synthetic products such as petroleum. During fiscal 1994, the Company's results were negatively affected by low gasoline prices coupled with increased grain costs. Raw material cost increases in fiscal 1994 accounted for slightly more than $16 million of the approximately $17.8 million increase in cost of sales compared to fiscal 1993. This was principally due to higher wheat costs and lower protein yields, and increased costs for corn and mil. The lower protein yields caused more wheat to be used than normally would have been required to produce enough flour for wheat gluten processing. A rise in employee insurance costs of approximately $1.6 million also contributed to the increase in total cost of sales in fiscal 1994. This was partially offset by a decrease of $709,150 in maintenance and repair costs compared to fiscal 1993. Other manufacturing cost increases were due to increased production volumes. Selling, general and administrative expenses in fiscal 1994 increased by approximately $1.5 million compared to fiscal 1993. The majority of the increase, approximately $1.1 million, resulted from contributions to the Company's management bonus program, which is designed to recognize the accomplishment of specific, pre-established Company goals. Goals in fiscal 1994 were made exceptionally challenging by conditions related to the adverse effects of last summer's unusually wet weather and record floods in the Midwest. The Company achieved a high level of performance for the year and there was a significant rise in the number of bonus recipients. The remainder of the increase was experienced generally throughout the expense categories. Pre-tax income for fiscal 1994 increased by approximately 11.5% due primarily to increased volumes and demand for vital wheat gluten offset by reduced prices for food grade industrial and fuel grade alcohol and increased grain costs. The consolidated effective income tax rate is consistent for the two fiscal years. The general effects of inflation were minimal. As a result of the foregoing factors, the Company realized income from continuing operations of $15,851,000 in fiscal 1994 compared to $14,630,000 in fiscal 1993. FISCAL 1993 COMPARED TO FISCAL 1992 Sales and income from continuing operations in fiscal 1993 outdistanced the record results achieved in fiscal 1992. The higher results were reached through 1994 ANNUAL REPORT 20 MIDWEST GRAIN PRODUCTS, INC. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS increased volume sales of all major products, with alcohol products accounting for the largest surge. Higher yields on grain helped reduce overall raw material costs, which in turn contributed to the increase in profitability. The growth in alcohol volume occurred in the Company's beverage and fuel grade alcohol markets. In January, 1993, the Company announced plans for doubling its total alcohol production capacity by early 1995 with a major expansion at its Pekin, Illinois plant. While the Company will continue to focus on increasing its presence in the beverage and high quality industrial alcohol markets, a sizeable portion of the new capacity is scheduled for fuel alcohol production. The expanded gluten production capacities that went into operation at the Pekin and Atchison, Kansas plants in the latter half of fiscal 1992 allowed the Company to supply increased customer needs and realize higher volume sales in fiscal 1993. Opportunities to produce even greater quantities of gluten were eroded somewhat by a steady stream of gluten imports from the European Community, which grew substantially in the second quarter and had carry-over effects on sales in the third and fourth quarters. The increase in wheat starch volume sales resulted mainly from greater development and penetration of special market niches which utilize the Company's modified starch varieties. To keep up with increasing demand for its wheat starch, the Company initiated the expansion of its modified starch production capacity at the Atchison plant. Expansion of the Company's flour mill in Atchison was also begun in fiscal 1993 to keep pace with increased needs for flour to supply the wheat gluten process. The Company's strong financial position has allowed it to adopt an aggressive plant expansion program so that it can remain highly competitive in the years to come. While the Company believes long-term prospects are strong, the excessively wet spring and summer flooding in much of the Midwest is expected to adversely impact fiscal 1994. In addition to causing lower quality wheat harvests, severe damage to rail lines and major highways has caused difficulties with shipments of raw materials and finished goods. On December 31, 1992, the Company sold the operations of McCormick Distilling Company, a wholly-owned subsidiary, for an after-tax gain of approximately $1.0 million. McCormick was primarily engaged in the business of bottling alcohol beverages at the Weston, Missouri plant and selling same throughout the United States through distributors. The following discussion relates to the results of continuing operations exclusive of McCormick. The increase in sales for the 12-month period of fiscal 1993, amounting to approximately $7.6 million, was evenly experienced through the first three quarters of the year as a result of the higher volumes of all major products. Sales in the fourth quarter were approximately $2.1 million lower than in the final quarter of fiscal 1992 due principally to a curtailment in alcohol and gluten production while necessary repairs and improvements were made to distillery equipment in Atchison. Sales of all alcohol products for the year increased by approximately 6% over fiscal 1992. An 11% increase in beverage alcohol volume, together with an 11% increase in fuel alcohol volume outweighed a nearly 15% decrease in volume sales of food grade industrial alcohol. Increased prices for fuel and high quality industrial alcohol offset a slight price decrease in the beverage category to 1994 ANNUAL REPORT 21 MIDWEST GRAIN PRODUCTS, INC. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS contribute to the gain in total alcohol sales. A 7% increase in volume sales of distillers feed, an alcohol by-product, also contributed to the gain. Sales of vital wheat gluten increased by 15% over fiscal 1992 as a result of increased volume coupled with a modest price increase. The price increase only partially offset successive increases in raw material costs for wheat, which the Company experienced in the second and third quarters of fiscal 1993. For the year, wheat costs averaged slightly higher per bushel than in fiscal 1992, and, because more wheat was required to supply increased production needs, the total cost for this raw material rose accordingly. Sales of flour and other mill products decreased by approximately $5.2 million. This decline resulted almost entirely from a significant reduction in outside sales of flour in order to satisfy internal requirements for its use as a raw material in the gluten process. Sales of premium wheat starch rose by 5% as the result of increased volumes in the second, third and fourth quarters. Wheat starch prices for the year were approximately level with those realized during fiscal 1992. The cost of sales for fiscal 1993 increased by approximately $2.7 million over the prior year. Higher costs for repairs and maintenance, utilities and post-retirement benefits were offset by lower raw material costs and insurance expenses. Volume-related increases of natural gas and electricity usage combined with higher natural gas prices to cause an increase of $2.4 million in utility costs. Increased repairs and maintenance costs approximating $1.3 million resulted from a plant shutdown for maintenance, ongoing expenditures to continually improve clean operations and modifications to distillery equipment. Also, fiscal 1993 employee benefit costs increased by almost $350,000 due to the accrual of higher post-retirement costs in accordance with the newly adopted accounting pronouncement. The reduction of raw material costs ($1.6 million), in spite of volume increases, was caused by lower prices for corn and milo combined with higher yields. Lower wheat prices were more than offset by decreased yields due to lower quality of the wheat crops. Insurance costs declined substantially as a result of more favorable experience in workers' compensation and general liability claims. Selling, general and administrative expenses increased over fiscal 1992 by $883,000. Commissions increased by approximately $540,000 due to higher volumes of sales subject to commissions. The provision for bad debts was $356,000 higher than the preceding year primarily relating to the write-off of one customer. Salaries and other employee benefits decreased by $260,000. Income from continuing operations increased by $2,418,000 to $14,630,000 in fiscal 1993. The improved profitability was largely due to higher volume sales of alcohol products combined with increased price realizations, primarily of fuel alcohol sales. While volume and price increases in vital wheat gluten and premium wheat starch occurred, increased raw material costs for wheat caused profitability of these products to decline. Higher volumes in all products resulted in greater overall operational efficiency which improved profitability. The consolidated effective income tax rate is consistent for the two fiscal years. The general effects of inflation for fiscal 1993 were minimal. The Company adopted two new accounting 1994 ANNUAL REPORT 22 MIDWEST GRAIN PRODUCTS, INC. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS pronouncements in fiscal 1993. Statement of Financial Accounting Standards (SFAS) No. 106, "Employer's Accounting for Post-Retirement Benefits Other Than Pensions," requires the cost of these benefits to be charged to expense during the years that employees render service rather than on the cash basis previously used. In addition to the initial recording of the cumulative effect of this accounting change as of July 1, 1992, the ongoing expense will also be higher than that charged in prior years under the previous method. SFAS No. 109, "Accounting for Income Taxes," establishes financial accounting and reporting standards for the effects of income taxes. The cumulative effect at July 1, 1992 results from the recomputation of the deferred income tax liability at current rates for temporary differences between tax and financial reporting which were originated in periods of higher tax rates. The effects of the activities of the discontinued operations and cumulative effects of the accounting changes combined with the Company's income from continuing operations to produce a net income of $16,236,000 for fiscal 1993, compared to $13,506,000 for the preceding year. ________________________________________________________________ QUARTERLY FINANCIAL INFORMATION Generally the Company's sales are not seasonal except for minor variations affecting beverage alcohol and gluten sales. Beverage alcohol sales tend to peak in the fall as distributors order stocks for the holiday season, while gluten sales tend to increase during the second half on the fiscal year as demand increases for hot dog buns, and similar bakery products. The following table shows quarterly information for each of the years ended June 30, 1994 and 1993.
Quarter Ending _________________________________________________ Sept. 30 Dec. 31 March 31 June 30 Total _______________________________________________________________________________________________________________ (in thousands except per share amounts) Fiscal 1994 Sales $39,162 $45,286 $50,652 $50,868 $185,968 Gross Profit 4,577 8,085 12,641 12,345 37,648 Net Income 1,093 3,187 6,084 5,487 15,851 Earnings per share .11 .33 .62 .56 1.62 Fiscal 1993 Sales $40,117 $41,993 $40,784 $40,532 $163,426 Gross Profit 7,717 8,861 8,232 8,065 32,875 Income from continuing operations 3,253 3,993 3,503 3,881 14,630 Income before cumulative change in accounting principle 3,543 5,368 3,503 3,881 16,295 Net Income 3,484 5,368 3,503 3,881 16,236 Earnings per share Continuing operations .33 .41 .36 .40 1.50 Before cumulative change in accounting principle .36 .55 .36 .40 1.67 Net Income .35 .55 .36 .40 1.66 _______________________________________________________________________________________________________________
1994 ANNUAL REPORT 23 MIDWEST GRAIN PRODUCTS, INC. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS LIQUIDITY AND CAPITAL RESOURCES The following table is presented as a measure of the Company's liquidity and financial condition:
At June 30, ________________________________________ 1994 1993 ___________________________________________________________________________________________ (In Thousands) Cash, cash equivalents and short-term investments $ 4,171 $23,539 Long-term liquid investments 14,504 Long-term debt (including current maturities) 25,000 50 Working capital 22,151 41,580 ____________________________________________________________________________________________
LIQUIDITY AND CAPITAL RESOURCES Strong operations and the liquidation of net operating assets of McCormick caused the Company's cash and working capital positions to be higher than normal at June 30, 1993. These amounts have since been reduced as expenditures for the distillery expansion in Pekin, as well as other capital improvement projects, have exceeded cash generated from operating activities. Additionally, the Company has used $10.5 million of the $25 million borrowed to fund its expansion program. Increased receivable and inventory levels due to volume increases have also reduced short-term liquidity. In spite of these high cash requirements to fund growth, the Company continued paying dividends to stockholders at a consistent pace. At June 30, 1994, the Company has amounts remaining to spend under capital improvements projects totaling approximately $22.3 million. As previously discussed, the distillery project at Pekin is proceeding on schedule toward a January, 1995 completion. Additionally, the gluten expansion and new wheat starch facilities at Pekin are expected to come on line in March, 1995, which will increase gluten and starch capacities by 40% and 70%, respectively. Capital improvement projects in Atchison include expansions of the flour mill, wheat starch capacity and wastewater treatment plant. In August, 1993, the Company borrowed $25 million through the issuance of unsecured fifteen-year senior notes bearing interest at 6.68%. The proceeds from this borrowing have been invested in short-term investments and are fully available to finance the ongoing expenditures. Additionally, the Company obtained an additional $20.0 million line of credit to go along with two already existing lines of credit totaling $5.0 million. There were no borrowings on either line of credit at June 30, 1994. Midwest Grain Products believes the above borrowings, existing working capital and working capital generated from future operations will allow it to accomplish its plant expansion and expanded working capital needs. 1994 ANNUAL REPORT 24 MIDWEST GRAIN PRODUCTS, INC. Independent Accountants' Report Board of Directors and Stockholders Midwest Grain Products, Inc. Atchison, Kansas We have audited the accompanying consolidated balance sheets of MIDWEST GRAIN PRODUCTS, INC. as of June 30, 1994 and 1993, and the related consolidated statements of income, stockholders' equity, and cash flows for each of the three years in the period ended June 30, 1994. These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the consolidated financial position of MIDWEST GRAIN PRODUCTS, INC. as of June 30, 1994 and 1993 and the results of its operation and its cash flows for each of the three years in the period ended June 30, 1994, in conformity with generally accepted accounting principles. As discussed in Notes 6 and 9 to the consolidated financial statements, the Company changed its methods of accounting for income taxes and post-retirement benefits other than pensions, respectively, during fiscal 1993. /s/ Baird, Kurtz & Dobson BAIRD, KURTZ & DOBSON Kansas City, Missouri August 11, 1994 1994 ANNUAL REPORT 25 MIDWEST GRAIN PRODUCTS, INC. Financial Review
Consolidated Statements of Income Years Ended June 30, 1994, 1993, and 1992 1994 1993 1992 _______________________________________________________________________________________________________________ (In Thousands, Except Per Share Amounts) NET SALES (Note 14) $185,968 $163,426 $155,794 COST OF SALES 148,320 130,551 127,883 _______________________________________________________________________________________________________________ GROSS PROFIT 37,648 32,875 27,911 SELLING, GENERAL AND ADMINISTRATIVE EXPENSES 12,212 10,677 9,794 _______________________________________________________________________________________________________________ 25,436 22,198 18,117 OTHER OPERATING INCOME (EXPENSE)(Note 8) (669) (264) 17 _______________________________________________________________________________________________________________ INCOME FROM OPERATIONS 24,767 21,934 18,134 OTHER INCOME, NET 924 1,045 1,191 INTEREST EXPENSE 127 71 93 _______________________________________________________________________________________________________________ INCOME FROM CONTINUING OPERATIONS BEFORE INCOME TAXES 25,564 22,908 19,232 PROVISION FOR INCOME TAXES (Note 6) 9,713 8,278 7,020 _______________________________________________________________________________________________________________ INCOME FROM CONTINUING OPERATIONS 15,851 14,630 12,212 DISCONTINUED OPERATIONS (Note 14) Income from operations of McCormick Distilling (less applicable income tax) 616 1,294 Gain on sale of certain assets of McCormick Distilling (less applicable income tax of $604) 1,049 _______________________________________________________________________________________________________________ INCOME BEFORE CUMULATIVE CHANGE IN ACCOUNTING PRINCIPLE 16,295 13,506 CHANGE IN ACCOUNTING PRINCIPLE Cumulative effect of change in method of accounting for post-retirement benefits (net of income tax benefit of $1,288) (Note 9) (2,241) Cumulative effect of change in method of accounting for income taxes (Note 6) 2,182 _______________________________________________________________________________________________________________ NET INCOME $ 15,851 $ 16,236 $ 13,506 =============================================================================================================== EARNINGS PER COMMON SHARE Continuing operations $1.62 $1.50 $1.25 Discontinued operations .17 .13 Cumulative effect of changes in accounting principles (.01) ______________________________________________________________________________________________________________ $1.62 $1.66 $1.38 ===============================================================================================================
See Notes to Consolidated Financial Statements 1994 ANNUAL REPORT 26 MIDWEST GRAIN PRODUCTS, INC. Financial Review
Consolidated Balance Sheets June 30, 1994 and 1993 Assets 1994 1993 _______________________________________________________________________________________________________________ (In Thousands) CURRENT ASSETS Cash and cash equivalents $ 3,832 $ 20,074 Short term investments 339 3,465 Receivables (less allowance for doubtful accounts: 1994-$25; 1993-$25) 20,457 18,005 Notes receivable 814 814 Inventories (Note 2) 13,229 10,873 Prepaid expenses 576 629 Deferred income taxes 876 548 _______________________________________________________________________________________________________________ Total Current Assets 40,123 54,408 _______________________________________________________________________________________________________________ INVESTMENTS 14,504 _______________________________________________________________________________________________________________ LONG-TERM RECEIVABLES 961 2,168 _______________________________________________________________________________________________________________ PROPERTY AND EQUIPMENT, At cost (Note 3) 182,446 135,761 Less accumulated depreciation 69,888 65,666 _______________________________________________________________________________________________________________ PROPERTY AND EQUIPMENT, NET 112,558 70,095 _______________________________________________________________________________________________________________ TOTAL ASSETS $168,146 $126,671 ===============================================================================================================
See Notes to Consolidated Financial Statements 1994 ANNUAL REPORT 27 MIDWEST GRAIN PRODUCTS, INC. Financial Review
Consolidated Balance Sheets June 30, 1994 and 1993 Liabilities and Stockholders' Equity 1994 1993 _______________________________________________________________________________________________________________ (In Thousands) CURRENT LIABILITIES Current maturities of long-term debt $ 50 Accounts payable $ 8,551 5,742 Accrued expenses (Note 4) 8,189 6,797 Income taxes payable 1,232 239 _______________________________________________________________________________________________________________ Total Current Liabilities 17,972 12,828 _______________________________________________________________________________________________________________ LONG-TERM DEBT (Note 5) 25,000 _______________________________________________________________________________________________________________ POST-RETIREMENT BENEFITS (Note 9) 5,045 4,267 _______________________________________________________________________________________________________________ DEFERRED INCOME TAXES (Note 6) 5,956 6,370 _______________________________________________________________________________________________________________ STOCKHOLDERS' EQUITY (Note 5) Capital stock (Note 7) Preferred, 5% non-cumulative, $10 par value; authorized 1,000 shares; issued and outstanding 437 shares 4 4 Common, no par; authorized 20,000,000 shares; issued and outstanding 9,765,172 6,715 6,715 Additional paid-in capital 2,485 2,485 Retained earnings 104,969 94,002 _______________________________________________________________________________________________________________ TOTAL STOCKHOLDERS' EQUITY 114,173 103,206 _______________________________________________________________________________________________________________ TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY $168,146 $126,671 ===============================================================================================================
See Notes to Consolidated Financial Statements 1994 ANNUAL REPORT 28 MIDWEST GRAIN PRODUCTS, INC. FINANCIAL REVIEW
Consolidated Statements of Stockholders' Equity Years Ended June 30, 1994, 1993, and 1992 Additional Preferred Common Paid-in Retained Stock Stock Capital Earnings Total _______________________________________________________________________________________________________________ (In Thousands) BALANCE, JUNE 30, 1991 $4 $6,715 $2,485 $73,782 $ 82,986 1992 net income 13,506 13,506 Payment of cash dividends of $.48 per share (4,639) (4,639) _______________________________________________________________________________________________________________ BALANCE, JUNE 30, 1992 4 6,715 2,485 82,649 91,853 1993 net income 16,236 16,236 Payment of cash dividends of $.50 per share (4,883) (4,883) _______________________________________________________________________________________________________________ BALANCE, JUNE 30, 1993 4 6,715 2,485 94,002 103,206 1994 net income 15,851 15,851 Payment of cash dividends of $.50 per share (4,884) (4,884) _______________________________________________________________________________________________________________ BALANCE, JUNE 30, 1994 $4 $6,715 $2,485 $104,969 $114,173 ===============================================================================================================
See Notes to Consolidated Financial Statements 1994 ANNUAL REPORT 29 MIDWEST GRAIN PRODUCTS, INC. FINANCIAL REVIEW
CONSOLIDATED STATEMENTS OF CASH FLOWS Years Ended June 30, 1994, 1993, and 1992 1994 1993 1992 _______________________________________________________________________________________________________________ (In Thousands) CASH FLOWS FROM OPERATING ACTIVITIES Net Income $15,851 $16,236 $13,506 Items not requiring (providing) cash Depreciation 7,160 6,201 7,236 Gain on sale of assets (513) (1,119) (325) Deferred income taxes (742) (677) (731) Change in accounting principles 59 Changes in: Accounts receivable (2,452) (4,861) (2,888) Inventories (2,356) (2,294) 71 Prepaid expenses 53 (107) (280) Accounts payable (111) (1,699) 1,791 Accrued expenses 932 2,108 1,406 Income taxes payable 993 (1,087) (483) Discontinued operations 10,414 1,344 _______________________________________________________________________________________________________________ Net cash provided by operating activities 18,815 23,174 20,647 _______________________________________________________________________________________________________________ CASH FLOWS FROM INVESTING ACTIVITIES Additions to property and equipment (45,690) (12,190) (15,020) Proceeds from sale of equipment 738 150 516 Proceeds from sale of McCormick Distilling Company net of cash acquired 1,089 5,088 Change in current and non current investments, net (11,260) (2,465) (1,000) _______________________________________________________________________________________________________________ Net cash used in investing activities (55,123) (9,417) (15,504) ______________________________________________________________________________________________________________ CASH FLOWS FROM FINANCING ACTIVITIES Principal payment on long-term debt (50) (1,043) (248) Proceeds from issuance of long-term debt 25,000 Dividends paid (4,884) (4,883) (4,557) _______________________________________________________________________________________________________________ Net cash provided by (used in) financing activities 20,066 (5,926) (4,805) _______________________________________________________________________________________________________________ INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS (16,242) 7,831 338 CASH AND CASH EQUIVALENTS, BEGINNING OF YEAR 20,074 12,243 11,905 _______________________________________________________________________________________________________________ CASH AND CASH EQUIVALENTS, END OF YEAR $ 3,832 $20,074 $12,243 ===============================================================================================================
See Notes to Consolidated Financial Statements 1994 ANNUAL REPORT 30 MIDWEST GRAIN PRODUCTS, INC. Financial Review Notes to Consolidated Financial Statements NOTE 1: ORGANIZATION AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Organization. The activities of Midwest Grain Products Inc. and its subsidiaries consist of production of vital wheat gluten, premium wheat starch, alcohol products and flour mill products. The Company sells its products on normal credit terms to customers in a variety of industries located primarily throughout the United States. Through its wholly-owned subsidiaries, the Company operates in Atchison, Kansas and Pekin, Illinois (Midwest Grain Products of Illinois, Inc.). Additionally, Midwest Grain Pipeline, Inc. another wholly-owned subsidiary, supplies natural gas to the Company. Principles of Consolidation. The consolidated financial statements include the accounts of Midwest Grain Products, Inc. and all subsidiaries. All significant intercompany balances and transactions have been eliminated in consolidation. Inventories. Inventories are stated at the lower of cost or market on the first-in, first-out (FIFO) method. Property and Equipment. Depreciation is computed using both straight-line and accelerated methods over the estimated useful lives of the assets. The Company capitalizes interest costs as a component of construction in progress, based on the weighted average rates paid for long-term borrowing. Total interest incurred each year was: Years Ended June 30, --------------------------- 1994 1993 1992 ---------------------------- (In Thousands) Interest costs capitalized $1,328 Interest costs charged to expense 127 $71 $93 ----------------------------- $1,455 $71 $93 ============================= Earnings Per Common Share. Earnings per common share data is based upon the weighted average number of shares totaling 9,765,172 outstanding for each year. Cash Equivalents. The Company considers all liquid investments with maturities of three months or less to be cash equivalents and excludes unexpended funds included in investments intended for construction projects. Investments. Current and non-current investments consist primarily of money market funds and are valued at cost which approximates market. Income Taxes. Deferred tax liabilities and assets are recognized for the tax effect of the differences between the financial statement and tax basis of assets and liabilities. A valuation allowance is established to reduce deferred tax assets if it is more likely than not that a deferred tax asset will not be realized. Reclassification. Certain reclassifications have been made to the 1993 financial statements to conform to the 1994 presentation. These changes had no effect on net income. NOTE 2: INVENTORIES Inventories consist of the following: June 30, ______________________ 1994 1993 ______________________ (In Thousands) Whiskey, alcohol, and spirits $ 3,798 $3,308 Unprocessed grain 5,248 4,543 Operating supplies 2,206 1,957 Gluten 1,460 661 By-products and other 517 404 ______________________ $13,229 $10,873 ====================== NOTE 3: PROPERTY AND EQUIPMENT Property and equipment consists of the following: 1994 ANNUAL REPORT 31 MIDWEST GRAIN PRODUCTS, INC. FINANCIAL REVIEW NOTES TO CONSOLIDATED FINANCIAL STATEMENTS June 30, ______________________ 1994 1993 ______________________ (In Thousands) Land, buildings and improvements $16,890 $18,262 Transportation equipment 7,239 3,354 Machinery and equipment 105,804 102,263 Construction in progress 52,513 11,882 ______________________ 182,446 135,761 Less accumulated depreciation 69,888 65,666 ______________________ $112,558 $ 70,095 ====================== NOTE 4: ACCRUED EXPENSES Other accrued expenses consist of the following: June 30, ______________________ 1994 1993 ______________________ (In Thousands) Excise taxes $ 768 $1,392 Employee benefit plans (Note 9) 2,098 1,404 Salaries and wages 1,354 1,378 Dividends declared 1,221 1,221 Property taxes 511 429 Royalties 441 429 Payroll taxes 48 14 Insurance 1,045 489 Interest 696 Other expenses 7 41 ______________________ $8,189 $6,797 ====================== NOTE 5: LONG-TERM DEBT Long-term debt consists of the following: June 30, ______________________ 1994 1993 ______________________ (In Thousands) Senior notes payable $25,000 Other $50 ______________________ 25,000 50 Less current maturities 50 ______________________ Long-term portion $25,000 $ 0 ====================== The senior notes payable are payable in annual installments of $2,273,000 from 1999 through 2008 with the final principal payment of $2,270,000 due in 2009. Interest is payable semi-annually at 6.68% per annum for the fifteen-year term of the notes. In connection with the borrowing, the Company, among other covenants, is required to maintain certain financial ratios, including a minimum consolidated tangible net worth of $70,000,000. At June 30, 1994, the Company had a formal revolving line of credit, with interest at prime minus 1%, amounting to $20.0 million, and two additional lines of credit with interest at prime, amounting to $5.0 million. There were no borrowings on any of the available lines. The fair value of the senior notes payable debt, based upon the borrowing rate of 8.0% currently available to the Company at June 30, 1994, was $23,700,000. Aggregate annual maturities of long-term debt at June 30, 1994 are as follows: (In Thousands) 1995 $ 0 1996 0 1997 0 1998 0 1999 2,273 Thereafter 22,727 _________ $ 25,000 ========= NOTE 6: INCOME TAXES Effective July 1, 1992, the Company elected early adoption of Statement of Financial Accounting Standards (SFAS) No. 109, Accounting for Income Taxes. The cumulative effect at July 1, 1992 included in the accompanying consolidated statements of income was a $2,182,000 reduction in previously recorded deferred tax liabilities, or $.22 per share. Prior years' financial statements have not been restated to apply the provision of SFAS No. 109. The provisions for income taxes is comprised of the following: Years Ended June 30, ______________________________ 1994 1993 1992 ______________________________ (In Thousands) Income taxes currently payable $10,455 $9,913 $8,496 Income taxes deferred (742) (677) (731) ______________________________ $9,713 $9,236 $7,765 ============================== 1994 ANNUAL REPORT 32 MIDWEST GRAIN PRODUCTS, INC. FINANCIAL REVIEW NOTES TO CONSOLIDATED FINANCIAL STATEMENTS The income tax expense is reflected in the accompanying statements of income as follows: Years Ended June 30, ____________________________ 1994 1993 1992 ____________________________ (In Thousands) Continuing operations $9,713 $8,278 $7,020 Discontinued operations Income from operations 354 745 Gain on disposal 604 ____________________________ $9,713 $9,236 $7,765 ============================ The tax effects of temporary differences related to deferred taxes shown on the consolidated balance sheets were as follows: June 30, __________________________ 1994 1993 __________________________ (In Thousands) Deferred tax assets Accrued employee benefits $ 456 $ 415 Post-retirement liability 2,007 1,565 Insurance accruals 415 182 Other 110 68 __________________________ 2,988 2,230 __________________________ Deferred tax liabilities: Accumulated depreciation (7,564) (7,520) Deferred gain on involuntary conversion (504) (532) __________________________ (8,068) (8,052) __________________________ Net deferred tax liability $(5,080) $(5,822) ========================== The above net deferred tax liability is presented on the consolidated balance sheets as follows: June 30, _________________________ 1994 1993 _________________________ (In Thousands) Deferred tax asset - current $ 876 $ 548 Deferred tax liability - current (5,956) (6,370) _________________________ Net deferred tax liability $(5,080) $ (5,822) ========================= No valuation allowance has been recorded at June 30, 1994 or 1993. During 1992, deferred income taxes were provided for timing differences in the recognition of revenue and expense for tax and financial purposes. In 1992, the largest component of deferred taxes was an $8.5 million deferred tax liability resulting from depreciation. A reconciliation of the provision for income taxes from continuing operations at the normal statutory federal rate to the provision included in the accompanying consolidated statements of income is shown below: Years Ended June 30, ____________________________ 1994 1993 1992 ____________________________ (In Thousands) "Expected" provision at Federal statutory rate (34%) $8,694 $7,790 $6,539 Increases (decreases) resulting from: Effect of State income taxes 760 871 510 Other 259 (383) ( 29) ____________________________ Provision for income taxes $9,713 $8,278 $7,020 ============================ NOTE 7: CAPITAL STOCK The Common Stock is entitled to elect four out of the nine members of the Board of Directors of the Company, while the Preferred Stock is entitled to elect the remaining five directors. Holders of Common Stock are not entitled to vote with respect to a merger, dissolution, lease, exchange or sale of substantially all of the Company's assets, or on an amendment to the Articles of Incorporation, unless such action would increase or decrease the authorized shares or par value of the Common or Preferred Stock, or change the powers, preferences or special rights of the Common or Preferred Stock so as to affect the holders of Common Stock adversely. NOTE 8: OTHER OPERATING INCOME (EXPENSE) Other operating income (expense) consists of the following: Years Ended June 30, ____________________________ 1994 1993 1992 ____________________________ (In Thousands) Truck operations $(88) $(31) $29 Warehousing and storage operations (632) (328) (75) Miscellaneous 51 95 63 ____________________________ $(669) $(264) $17 ============================ 1994 ANNUAL REPORT 33 MIDWEST GRAIN PRODUCTS, INC. FINANCIAL REVIEW NOTES TO CONSOLIDATED FINANCIAL STATEMENTS JUNE 30, 1994, 1993, and 1992 NOTE 9: EMPLOYEE BENEFIT PLANS The Company has a noncontributory defined benefit pension plan covering union employees. The plan provides benefits based on the participants' years of service. The Company only contributes amounts deductible for federal income tax purposes. Pension cost included the following components: Years Ended June 30, ____________________________ 1994 1993 1992 ____________________________ (In Thousands) Service cost-benefits earned during year $ 53 $ 53 $ 57 Interest cost on projected benefit obligations 142 136 128 Actual investment income earned on plan assets (83) (203) (103) Amortization of transition liability and difference between actual and expected return on plan assets (28) 105 12 ____________________________ Pension cost $ 84 $ 94 $94 ============================ The funded status of the plan is as follows: June 30, __________________ 1994 1993 __________________ (In Thousands) Accumulated benefit obligations including vested benefits of $1,976 and $1,938 $1,983 $1,955 ================== Plan assets at fair value $1,727 $1,702 Projected benefit obligations for participants' service rendered to date 1,983 1,955 ______ ______ Projected benefit obligations in excess of plan's assets (256) (253) Unrecognized gain (loss) 21 (1) Unrecognized prior service cost 71 77 Unrecognized net obligation at July 1, 1987 being recognized over the participants' average remaining service period 141 159 Adjustment required to recognize the minimum liability (233) (235) __________________ Minimum pension liability $(256) $(253) ================== Plan assets are invested in cash equivalents, U.S. Government securities, corporate bonds, fixed income funds and common stocks. The discount rate used in determining the actuarial resent value of the projected benefit obligation was 7.5%. The expected long-term rate of return on the plan's assets was 8.0%. The Company and its subsidiaries have employee stock ownership plans covering all eligible employees. Discretionary contributions to the plans totaled $1,323,000, $1,163,000 and $1,193,000 for the years ended June 30, 1994, 1993 and 1992, respectively. Contributions are made in the form of cash and/or additional shares of common stock. The Company and its subsidiaries provide certain health care and life insurance benefits to existing retired employees. The liability for such benefits is unfunded. The Company adopted the accounting provisions of the Statement of Financial Accounting Standards (SFAS) No. 106, "Employer's Accounting for Post-Retirement Benefits Other Than Pensions," during fiscal 1993. This standard requires that the expected cost of retiree health and life insurance benefits be charged to expense during the years that the employees render service rather than the Company's past practice of recognizing these costs on a cash basis. The cumulative effect of this accounting change reduced net income for the year ended June 30, 1993 by approximately $2.2 million ($3.5 million less related deferred income taxes of $1.3 million), or $.23 per share. The Company elected to record the transition obligation as a one-time charge against earnings rather than amortize it over a longer period. If the 1993 expense had been determined under the cash method previously used, the amount recognized would have been $187,000 before taxes. 1994 ANNUAL REPORT 34 MIDWEST GRAIN PRODUCTS, INC. FINANCIAL REVIEW NOTES TO CONSOLIDATED FINANCIAL STATEMENTS The status of the Company's plans at June 30, 1994 and 1993 was as follows: June 30, _______________________ 1994 1993 _______________________ (In Thousands) Accumulated post-retirement benefit obligation: Retirees $2,854 $2,785 Active plan participants 2,645 2,059 _______________________ Unfunded accumulated obligation 5,499 4,844 Unrecognized actuarial loss (454) (577) _______________________ Accrued post-retirement benefit cost $5,045 $4,267 ======================= Net post-retirement benefit cost included the following components: June 30, ______________________ 1994 1993 ______________________ (In Thousands) Service cost $ 153 $ 115 Interest cost 388 420 ______________________ Post-retirement benefit cost $ 541 $ 535 ====================== The expense under the cash method previously used was $136,000 for fiscal 1992. The weighted average annual assumed rate of increase in the per capita cost of covered benefits (i.e., health care cost trend rate) is assumed to be 13.5% (compared to 14.0% assumed for 1993) reducing to reducing to 11.0 % over five years and 6 % over 23 years. A one percentage point increase in the assumed health care cost trend rate would have increased the accumulated benefit obligation by $480,000 at June 30, 1994 and the service and interest cost by $80,000 for the year then ended. A weighted average discount rate of 8.0% was used in determining the accumulated benefit obligation. NOTE 10: MAJOR CUSTOMERS During the years ended June 30, 1994, 1993 and 1992, the Company had sales to one customer accounting for approximately 14.5 % 13.0 % and 14.5 %, respectively, of consolidated sales. NOTE 11: OPERATING LEASES The Company has several noncancellable operating leases for railcars which expire from January, 1995 through November, 2000. The leases generally require the Company to pay all service costs associated with the railcars. Rental payments include minimum rentals plus contingent amounts based on mileage. Future minimum lease payments at June 30, 1994 are as follows: (In Thousands) 1995 $ 697 1996 651 1997 596 1998 501 1999 262 Thereafter 48 _________ Future minimum lease payments $ 2,755 ========= Rental expense for all operating leases with terms longer than one month totaled $532,000, $136,000 and $166,000 for the years ended June 30, 1994, 1993 and 1992, respectively. NOTE 12: ADDITIONAL CASH FLOW INFORMATION Years Ended June 30, ______________________________ 1994 1993 1992 ______________________________ (In Thousands) Noncash Investing and Financing Activities Purchase of property and equipment in accounts payable $ 3,931 $ 2,045 $ 100 Notes received from sale of subsidiary 4,557 Dividends declared 1,221 1,221 1,221 Additional Cash Information Interest paid 127 67 93 Income taxes paid 9,460 10,648 8,354 1994 ANNUAL REPORT 35 MIDWEST GRAIN PRODUCTS, INC. FINANCIAL REVIEW NOTES TO CONSOLIDATED FINANCIAL STATEMENTS NOTE 13: CONTINGENCIES There are various legal proceedings involving the Company and its subsidiaries. Management considers that the aggregate liabilities, if any, arising from such actions would not have a material adverse effect on the consolidated financial position or operations of the Company. NOTE 14: SALE OF McCORMICK DISTILLING COMPANY On December 31, 1992, the Company's wholly-owned subsidiary McCormick Distilling Company, sold its principal operating assets consisting of inventories, property and equipment, trademarks, patents and licenses, to MDC Acquisition Company (now known as McCormick Distilling Company), an independent business formed by a group of private investors. The Company retained accounts receivable and assumed accounts payable while MDC assumed certain accrued liabilities, including excise taxes, of approximately $1.7 million. In addition, the Company received cash of approximately $3.1 million, a $1.6 million 30-day note at prime and a three year note for approximately $3.0 million, collateralized by bulk whiskey, with interest payable at prime. The sale resulted in a gain of $1.0 million after taxes of approximately $600,000. The three year note receivable had a balance due of approximately $1.5 million at June 30, 1994 and is included in notes receivable in the consolidated balance sheet. The disposal is being accounted for as a discontinued operation and, accordingly, its operating results are segregated and reported as discontinued operations in the accompanying consolidated statements of income. Summarized results of operations of McCormick Distilling Company were as follows: Years Ended June 30, ________________________ 1993 1992 ________________________ (In Thousands) Results of Operations: Net Sales: Grain products sales $ 13,167 $ 22,970 Excise taxes 26,133 52,542 ________________________ 39,300 75,512 Income before income taxes 971 2,039 Provision for income taxes 355 745 ________________________ Income from operations $ 616 $ 1,294 ======================== 1994 ANNUAL REPORT 36