UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lux Paul S. 5050 KEMPER AVENUE ST. LOUIS, MO 63139 |
X | Member of 10% owner group | ||
Lux Michele 5050 KEMPER AVENUE ST. LOUIS, MO 63139 |
X | member of 10% owner group | ||
Erblich Christopher E. 5060 N. 40TH STREET SUITE 250 PHOENIX, AZ 85018 |
X | Member of 10% owner group | ||
Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 5050 KEMPER AVENUE ST. LOUIS, MO 63139 |
X | Member of 10% owner group | ||
Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012 5050 KEMPER AVENUE ST. LOUIS, MO 63139 |
X | Member of 10% owner group | ||
Lux Catherine N. 5050 KEMPER AVENUE ST. LOUIS, MO 63139 |
X | Member of 10% owner group | ||
PandoTree Trust Company, LLC 212 S. MAIN AVENUE SUITE 145 SIOUX FALLS, SD 57104 |
X | Member of 10% owner group | ||
Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005 212 S. MAIN AVENUE SUITE 145 SIOUX FALLS, SD 57104 |
X | Member of 10% owner group | ||
CNL 2013 Irrevocable Trust dated April 2, 2013 212 S. MAIN AVENUE SUITE 145 SIOUX FALLS, SD 57104 |
X | Member of 10% owner group |
/s/ Paul S. Lux | 04/05/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Paul S. Lux may be deemed to hold shared voting and dispositive power over the 367,270 shares held by the Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 and the Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012. Paul S. Lux also may be deemed to have a pecuniary interests in an additional 623,287 shares held by theAnn S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005. Paul S. Lux is the spouse of Leslie Lux. |
(2) | Michele Lux may be deemed to hold shared voting and dispositive power over the 367,270 shares held by the Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 and the Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012. Michele Lux is the spouse of Donn S. Lux. |
(3) | Christopher E. Erblich may be deemed to hold shared voting and dispositive power over the 367,270 shares held by the Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 and the Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012. |
(4) | Catherine N. Lux may be deemed to hold shared voting power and dispositive power with respect to the 651,011 Shares held by the Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005 and the CNL 2013 Irrevocable Trust dated April 2, 2013. |
(5) | PandoTree Trust Company may be deemed to hold shared voting power and dispositive power with respect to the 651,011 Shares held by the Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005 and the CNL 2013 Irrevocable Trust dated April 2, 2013. |
(6) | These securities are beneficially owned by Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012. Paul S. Lux, Michele Lux and Christopher E. Erblich are the trustees of this trust. |
(7) | These securities are beneficially owned by Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012. Paul S. Lux, Michele Lux and Christopher E. Erblich are the trustees of this trust. |
(8) | These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005. Catherine N. Lux and PandoTree Trust Company, LLC are the trustees of this trust. |
(9) | These securities are beneficially owned by CNL 2013 Irrevocable Trust dated April 2, 2013. Catherine N. Lux and PandoTree Trust Company, LLC are the trustees of this trust. |
Remarks: This is form 2 of 2. The Reporting Persons included herein may be deemed to be part of a group with the reporting persons included in the Form 3 of even date herewith filed by Donn S. Lux and other group members, due to the entry by such parties into a Shareholders Agreement dated April 1, 2021. Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer's common stock reported herein, except to the extent of their pecuniary interest therein. |