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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mingus Lori L.S. C/O MGP INGREDIENTS, INC. 100 COMMERCIAL ST. ATCHISON, KS 66002 |
X |
/s/ Allison Hardy, Attorney in Fact for Lori L.S. Mingus | 02/08/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person transferred these shares from her trust and GST trust #2 to Seaberg MGP Holdings, LP, a limited partnership of which the reporting person is one of three directors of the general partner. The reporting person's trust and GST trust #2 are also limited partners. |
(2) | Amounts reflect any transactions that have been reported on Form 4 after the end of the fiscal year and prior to the filing of this Form 5. |
(3) | The reporting person disclaims beneficial ownership of MGP common stock held by Seaberg MGP Holdings except to the extent of her pecuniary interest therein. |
(4) | Represents gifts of limited partnership interests in Seaberg MGP Holdings, LP to the reporting person's GST trust #2. The gift represented an approximate 35.2% interest in Seaberg MGP Holdings, LP. |